An Official Site of
Division of Securities : Request Records
Registration Record Request Form
In order to complete your request, you must provide at a minimum, either:
Name, mailing address, and phone number (in case we have questions about your request); OR
Valid Email Address
Contact Information
Your Name
*
Your Address
*
City
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State
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Zip
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Phone
*
Fax
Email
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Record Request
Fill in all the fields that you know
Name of Filing
File Number
Form Type
Effective Date
City
Specific Request
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Please note any other questions or comments relevant to this Record Request
Note: Info/file searches will be limited to computer records that fall within the approved eight (8) year retention for Registration filings. The cost of photocopying is $.05 per page plus postage.
* In the case of a record review, you will be notified when the reqested records will be available for review at The Ohio Division of Securities, 77 South High Street, Floor 22, Columbus, Ohio, 43215-6131.
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